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Get on with running your business, with the certainty that you comply.

For the modern financial service business, being able to demonstrate compliance is critical. With regulators wielding the power to restrict your operations or revoke your licence entirely, compliance is one area you can’t afford to ignore.

Certainty Compliance can build compliance into your business so it becomes second nature, so you can demonstrate effective compliance, quickly and easily, on demand.

And you? You can get on with running your business, with certainty that you comply.

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AML/CTF Compliance Report due by 31 March 2014

January 22, 2014 · Compliance
Under the Anti-Money Laundering and Counter-Terrorism Financing Act 2006, a reporting entity who provides ‘designated services’ during any part of the reporting period of 1 January 2013 to 31 December [...]
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ASIC issues class order providing relief for the mFund service

January 13, 2014 · Regulation
ASIC has issued Class Order (CO 13/1621) as to provide relief that facilitates retail clients applying for interests in managed investment schemes through mFund Settlement Service “mFund”. mFund is a [...]
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Certainty is at the Asian Financial Forum

January 13, 2014 · Events
  Visit us at the Invest in Australia stand, meet with us at AFF Deal Flow or contact Michelle East meast@certaintycompliance.com.au.
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    • AUSTRAC Industry Contribution
    • Certainty is at the Asian Financial Forum 2015
    • ASIC Statement on wholesale and retail investors and SMSFs
    • Future of financial advice (FOFA) amendments
    • Market Integrity Rule breach – Pershing trade confirmations
    • ASIC Markets Disciplinary Panel – January 2014
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